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Taking Stock: The Current Status of SEC, DOJ and other Government Enforcement Efforts


November 11, 2013 5:30pm - 7:00pm

Room 190

In the inaugural Kirkland & Ellis Law Forum, co-sponsored by the Rock Center for Corporate Governance, panelists will discuss recent developments in SEC, DOJ, and other government enforcement efforts, including:

  • Priorities and New Policies
  • Escalating Penalties and Sanctions: When is Enough Enough?
  • Admissions in SEC Settlements and DOJ Resolutions
  • Coordination Among State and Federal Regulators
  • Taking on the Government: Choosing Not to Settle
  • Coordination Among Global Regulators
  • Developments in FCPA Enforcement
  • SEC Whistleblower Payments

Speakers will include Mark Filip, head of Kirkland & Ellis' Government & Internal Investigations Group and former Deputy Attorney General of the United States; Hon. Melinda Haag, United States Attorney for the Northern District of California; Robert Khuzami, partner at Kirkland & Ellis and former Director of Enforcement for the U.S. Securities and Exchange Commission; and SLS Professor Joseph A. Grundfest as moderator.